Chess Financial Planning Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 292777
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· WWW.CHESSFINANCIALPLANNING.COM
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ADV data as of Oct 02, 2026
- Regulatory AUM
- $13.0M
- Discretionary
- $0
- Clients
- 37
- Avg AUM / client
- $351K
- Accounts
- 80
- Employees
- 1
AUM over time
$8.9M
$13.0M
Apr 2, 2026
Oct 2, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Oct 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $13.0M | 100.0% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Roland Mongeau | Registered representative | Mar 2018 (9y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • MONTHLY FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Oct 02, 2026.
View current Form ADV (SEC/IAPD) ↗