Advisor Logistics, Llc
- Regulatory AUM
- $6.3B
- Discretionary
- $0
- Clients
- 16
- Avg AUM / client
- $393M
- Accounts
- 28,000
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other investment advisers | 16 | $6.3B | 100.0% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brett Olan Wheeler | Cco | CFP | Mar 2015 (11y) | ≈ 42.19% – 100% via 5 W Financial, Llc |
| Christopher Edward Malsam | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Advisor Logistics Holdings, Llc | Member | Feb 2024 | A | 75% or more |
| 5 W Financial, Llc | Member | Feb 2024 | B | ≈ 56.25% – 100% via Advisor Logistics Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Brett Olan Wheeler: 75% – 100% of 5 W Financial, Llc × 75% – 100% of Advisor Logistics Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- 5 W Financial, Llc: 75% – 100% of Advisor Logistics Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $5.0B (80% of AUM) Mar 2026
- Fidelity Brokerage Services $984M (16% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗