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Wealth Manager · Small ($100M–$1B)
CRD 292797
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ADV data as of Mar 19, 2026
- Regulatory AUM
- $221M
- Discretionary
- $217M
- Clients
- 235
- Avg AUM / client
- $942K
- Accounts
- 689
- Employees
- 5
AUM over time
$104M
$221M
Jun 24, 2019
Mar 19, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 159 | $65.3M | 29.5% |
| High net worth individuals | 67 | $153M | 69.2% |
| Pension and profit sharing plans | 2 | $0 | — |
| Charitable organizations | 2 | $2.9M | 1.32% |
| Other | 5 | $0 | — |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PERCENTAGE OF ASSETS MANAGED BY SUB-ADVISERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Raymond James $221M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.