Beyond Wealth Management Group, Llc
- Regulatory AUM
- $139M
- Discretionary
- $107M
- Clients
- 327
- Avg AUM / client
- $426K
- Accounts
- 784
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 250 | $31.3M | 22.5% |
| High net worth individuals | 61 | $72.1M | 51.7% |
| Pension and profit sharing plans | 13 | $32.9M | 23.6% |
| Charitable organizations | 1 | $849 | 0.0% |
| Corporations and other businesses | 2 | $3.1M | 2.22% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Acadia Hr Mep Plan Hudson Valley Staff, Ltd. Dba Acadia Hr | 2024 | |
| Mpi Incorporated 401(k) Plan Mpi Incorporated | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Charles Drouin | Managing Member & Chief Compliance Officer | Feb 2017 (10y) | 75% or more | |
| David Wallace Cross | Registered representative | Sep 2021 (5y) | ||
| Peter Banta | Registered representative | Aug 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Acadia Hr Mep Plan | Hudson Valley Staff, Ltd. Dba Acadia Hr | 238 | $8.4M | 01/01/2024 |
| Mpi Incorporated 401(k) Plan | Mpi Incorporated | 87 | $10.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 929 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Transamerica Asset Management, Inc. $84.5M (79% of AUM) Mar 2025
- Assetmark Brokerage, Llc $64.2M (46% of AUM) Mar 2026
- Ascensus, Inc. $15.0M (14% of AUM) Mar 2025
- Mutual Of Omaha Investor Services, Inc. $8.3M (8% of AUM) Mar 2025
- Mutual Of Omaha/Matrix Trust $7.8M (11% of AUM) Jan 2023
- Transamerica Capital, Inc. $5.8M (10% of AUM) Nov 2021
- Asset Mark $5.5M (5% of AUM) Mar 2025
- Guidline 401 K $300K (0% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗