Elm Capital Management Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 294012
· SEC file 801-135670
· Pittsburgh, PA
· elderlawmanagement.com
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ADV data as of Feb 24, 2026
- Regulatory AUM
- $133M
- Discretionary
- $0
- Clients
- 564
- Avg AUM / client
- $237K
- Accounts
- 564
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 536 | $62.2M | 46.6% |
| High net worth individuals | 28 | $71.2M | 53.4% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| George Scott Sweeney | Registered representative | Mar 2020 (6y) | ||
| Ronald Scott Jones | Registered representative | Mar 2020 (6y) | ||
| Joseph Michael Beck | Registered representative | Jul 2021 (5y) | ||
| Kenneth Ells Summit | Registered representative | Jul 2021 (5y) | ||
| Sanggi (David) Jeon | Registered representative | Jul 2021 (5y) | ||
| Mary Frances Stanek | Registered representative | Jan 2022 (5y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/24/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PENSION CONSULTING FEE AS A PERCENTAGE OF ACCOUNT VALUE
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $133M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 24, 2026.
View current Form ADV (SEC/IAPD) ↗