Custos Family Office Llc
- Regulatory AUM
- $347M
- Discretionary
- $307M
- Clients
- 67
- Avg AUM / client
- $5.2M
- Accounts
- 229
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 07, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 21 | $7.1M | 2.06% |
| High net worth individuals | 46 | $311M | 89.7% |
| Charitable organizations | Fewer than 5 clients | $1.9M | 0.56% |
| Insurance companies | Fewer than 5 clients | $553K | 0.16% |
| Corporations and other businesses | Fewer than 5 clients | $26.2M | 7.55% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mitchell John Herr | Owner / Executive Officer | May 2018 (8y) | ≈ 18.75% – 50% via Custos Texas Llc | |
| Anthony M Lopiccolo | Owner / Executive Officer | CFA | Aug 2018 (8y) | ≈ 18.75% – 50% via Jkg 121416 Llc |
| Audrey J Soza | Cco | Sep 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Jkg 121416 Llc | Member | Dec 2023 | A | 25% – 50% |
| Custos Texas Llc | Member | Dec 2023 | A | 25% – 50% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mitchell John Herr: 75% – 100% of Custos Texas Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Anthony M Lopiccolo: 75% – 100% of Jkg 121416 Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/07/2026 | 958 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Pershing $269M (78% of AUM) Apr 2026
- Charles Schwab & Co. $140M (19% of AUM) Oct 2025
- Fidelity Brokerage Services $81.5M (24% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 07, 2026.
View current Form ADV (SEC/IAPD) ↗