Smith Capital Investors, Llc
- Regulatory AUM
- $13.1B
- Discretionary
- $13.1B
- Clients
- 6
- Avg AUM / client
- $2.2B
- Accounts
- 6
- Employees
- 30
AUM over time
Annual snapshots from Form ADV filings · as of Feb 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 6 | $13.1B | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Smith, Richard, Gibson | Managing Member | Nov 2017 (9y) | 75% or more | |
| Tucker, Roberta, Olson | Chief Compliance Officer | Feb 2019 (8y) | Less than 5% | |
| Eric Bernum | Registered representative | CFA | Jun 2018 (8y) | |
| Zachary Carl Tucker | Registered representative | Jul 2019 (7y) | ||
| William Charles Mccurdy | Registered representative | Nov 2020 (6y) | ||
| Wade Aaron Clouse | Registered representative | Mar 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 887 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗