Feldman, Ingardona & Co.
- Regulatory AUM
- $1.7B
- Discretionary
- $1.2B
- Clients
- 182
- Avg AUM / client
- $9.5M
- Accounts
- 188
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Sep 16, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 177 | $1.6B | 91.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $10.0M | 0.58% |
| Charitable organizations | Fewer than 5 clients | $15.9M | 0.92% |
| Corporations and other businesses | 5 | $128M | 7.39% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Canadian National Railway Company Savings Plan For U.S. Operations Grand Trunk Corporation | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alex Michael Ingardona | President & Chief Operating Officer | Sep 1997 (29y) | Less than 5% | |
| Feldman, William, Morley | Chairman & Chief Executive Officer & Chief Compliance Officer | Sep 1997 (29y) | Less than 5% | |
| Timothy M Hart | Executive Vice President | Feb 1999 (27y) | Less than 5% | |
| Feldman, Barbara, Ann | Trustee | Dec 2021 (5y) | GP / trustee / elected manager of Barbara A. Feldman Revocable Trust (indirect) | |
| Hart, Wendy, W | Trustee | Dec 2021 (5y) | GP / trustee / elected manager of Wendy Hart Revocable Trust (indirect) | |
| Ingardona, Kristy, A | Trustee | Dec 2021 (5y) | GP / trustee / elected manager of Kristy A. Ingardona Living Trust (indirect) | |
| Michael Anthony Ingardona | Vice President And Shareholder | CFP | Mar 2022 (4y) | 5% – 10% |
| Matthew Carl Hart | Registered representative | CFP | Mar 2023 (3y) | |
| Austin Edgar Lee Feldman | Registered representative | May 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| William M. Feldman Revocable Trust | Shareholder | Dec 2021 | A | 10% – 25% |
| Barbara A. Feldman Revocable Trust | Non Voting Shareholder | Dec 2021 | A | 10% – 25% |
| Alex M. Ingardona Living Trust | Shareholder | Dec 2021 | A | 10% – 25% |
| Kristy A. Ingardona Living Trust | Non Voting Shareholder | Dec 2021 | A | 10% – 25% |
| Timothy M. Hart Revocable Trust | Shareholder | Dec 2021 | A | 5% – 10% |
| Wendy Hart Revocable Trust | Non Voting Shareholder | Dec 2021 | A | 5% – 10% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Canadian National Railway Company Savings Plan For U.S. Operations | Grand Trunk Corporation | 7,289 | $767M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/16/2025 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $1.4B (83% of AUM) Sep 2025
- BNY Mellon $1.3B (50% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 16, 2025.
View current Form ADV (SEC/IAPD) ↗