Cordis Financial, Llc
- Regulatory AUM
- $361M
- Discretionary
- $361M
- Clients
- 273
- Avg AUM / client
- $1.3M
- Accounts
- 856
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 170 | $95.2M | 26.4% |
| High net worth individuals | 102 | $265M | 73.6% |
| Charitable organizations | 1 | $0 | — |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ingrid Elizabeth Strauss | Partner/Member And Chief Compliance Officer | CFP | Jun 2015 (11y) | 50% – 75% |
| Jeanna R Fifer | Partner / Member | CFP | Jun 2018 (8y) | 50% – 75% |
| Kristin Ann Baker | Registered representative | CFP | Jan 2023 (4y) | |
| Kelly Joy Sullivan Noah | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Lee Sullivan | Registered representative | Jan 2025 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $237M (66% of AUM) Feb 2026
- Charles Schwab & Co. $121M (34% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗