AUMdb
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Institutional / Pension Advisor · Mid-sized ($1B–$10B) CRD 295522 ·
☆ Save with Pro ADV data as of Mar 25, 2025
Regulatory AUM
$2.3B
Discretionary
$336M
Clients
164
Avg AUM / client
$14.0M
Accounts
167
Employees
93

AUM over time

$477M $6.2B
Sep 2018 Dec 2024

Annual snapshots from Form ADV filings · as of Mar 25, 2025

Who they serve

Client typeClientsAUM% of AUM
High net worth individuals 40 $320M 14.0%
Pension and profit sharing plans 8 $1.2B 53.7%
Other investment advisers 113 $551M 24.0%
Insurance companies 3 $190M 8.29%

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2025.