Lake Street Private Wealth, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.0B
- Clients
- 613
- Avg AUM / client
- $1.9M
- Accounts
- 2,012
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jul 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 304 | $93.0M | 8.02% |
| High net worth individuals | 294 | $920M | 79.4% |
| Pension and profit sharing plans | 15 | $134M | 11.6% |
| Charitable organizations | Fewer than 5 clients | $4.7M | 0.4% |
| Insurance companies | Fewer than 5 clients | $14.9K | 0.0% |
| Corporations and other businesses | Fewer than 5 clients | $6.6M | 0.57% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph David Stock | Chief Compliance Officer | CFP | Apr 2018 (8y) | 10% – 25% |
| Justin Michael Terzo | Chief Investment Officer | Apr 2018 (8y) | 75% or more | |
| Donald Lee Roseen | Registered representative | Sep 2018 (8y) | ||
| Richard S O'hara | Registered representative | CFP | Apr 2019 (7y) | |
| Ryan Nelson Todd | Registered representative | Oct 2020 (6y) | ||
| Anuj Dave Grover | Registered representative | CFP | Sep 2021 (5y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Raymond James $653M (56% of AUM) Jul 2026
- Charles Schwab & Co. $342M (30% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 06, 2026.
View current Form ADV (SEC/IAPD) ↗