Mercator Investment Management Llc
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- 1
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Apr 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Van Caloen, Elizabeth, Jean | Owner | Mar 2012 (14y) | ≈ 18.75% – 50% via Mercator Llc | |
| Van Caloen, Herve, M | Owner | Mar 2012 (14y) | ≈ 56.25% – 100% via Mercator Llc | |
| Schmitz, Joel, Christopher | Chief Compliance Officer | Mar 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mercator Llc | Member | Mar 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Van Caloen, Elizabeth, Jean: 25% – 50% of Mercator Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Van Caloen, Herve, M: 75% – 100% of Mercator Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (39)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Archer Retirement Plan | Archer Technologies Llc | 380 | $65.4M | 01/01/2024 |
| Wpmg 401(k) Retirement Savings Plan | Washington Permanente Medical Group, P.C. | 1,654 | $1.5B | 01/01/2024 |
| Burroughs 401(k) Plan | Burroughs, Inc. | 575 | $42.8M | 01/01/2024 |
| Empower Ai 401(k) Profit Sharing Plan | Empower Ai | 802 | $170M | 01/01/2024 |
| Sp Holding Enterprises Corp 401(k) Retirement Savings Plan | Sp Holding Enterprises Corp | 1,012 | $72.8M | 01/01/2024 |
| Point.360 401(k) Plan | Point.360 | 179 | $22.3M | 01/01/2024 |
| Envision Healthcare Operating Inc. 401(k) Plan | Envision Healthcare Operating Inc. | 11,890 | $3.1B | 01/01/2024 |
| Rubicon Llc Savings Plan For Salaried Employees | Rubicon Llc | 431 | $176M | 01/01/2024 |
| Washington Permanente Medical Group Cash Balance Pension Plan | Washington Permanente Medical Group | 1,092 | $137M | 01/01/2024 |
| Api Group, Inc. 401(k) & Profit Sharing Plan | Api Group, Inc. | 5,096 | $676M | 01/01/2024 |
| Barnes Group Inc. Consolidated Pension Plan | Barnes Group Inc. | 66 | $295M | 01/01/2024 |
| Silverton Casino, Llc 401(k) Plan | Silverton Casino, Llc | 1,152 | $18.3M | 01/01/2024 |
| The Consol Energy Inc. Employee Retirement Plan | Core Natural Resources, Inc. | 854 | $511M | 01/01/2024 |
| Kar Products Retirement Income Plan | Barnes Group Inc. | 0 | $5.2M | 01/01/2024 |
| Uaw Agreement And Pension Plan | Barnes Group Inc. | 0 | $0 | 01/01/2024 |
| Vox Media 401(k) Profit Sharing Plan And Trust | Vox Media, Llc | 1,313 | $179M | 01/01/2024 |
| Sun Capital Advisors, Lp 401(k) Plan | Sun Capital Advisors, Lp | 64 | $17.8M | 01/01/2024 |
| California Resources Corporation Savings Plan | Crc Services, Llc | 1,565 | $501M | 01/01/2024 |
| American Bureau Of Shipping Pension Plan | American Bureau Of Shipping | 678 | $426M | 01/01/2024 |
| Snap On Incorporated Retirement Plan For Hourly Employees | Snap On Incorporated | 682 | $155M | 01/01/2024 |
| Retirement Plan Of Marathon Oil Company | Marathon Oil Company | 1,051 | $241M | 01/01/2024 |
| Linamar Holdings Nevada, Inc. 401(k) Plan | Linamar Holdings Nevada, Inc. | 2,934 | $125M | 01/01/2024 |
| Advocate Aurora Health Pension Plan | Advocate Aurora Health, Inc. | 10,238 | $966M | 01/01/2024 |
| Spx Retirement Savings And Stock Ownership Plan | Spx Enterprises, Llc | 3,506 | $969M | 01/01/2024 |
| Tbc Corporation Safe Harbor 401(k) Plan | Tbc Corporation | 2,532 | $232M | 01/01/2024 |
Top 25 of 39 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/03/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 03, 2026.
View current Form ADV (SEC/IAPD) ↗