AUMdb

Gk Wealth Management Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 296847 · SEC file 801-127973 · Reno, NV · www.GKWealthManagement.com
☆ Save with Pro ADV data as of Mar 23, 2026
Regulatory AUM
$259M
Discretionary
$236M
Clients
534
Avg AUM / client
$485K
Accounts
1,330
Employees
5

AUM over time

$112M $259M
Apr 13, 2023 Mar 23, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 400 $72.2M 27.9%
High net worth individuals 125 $183M 70.8%
Charitable organizations Fewer than 5 clients $1.8M 0.71%
Corporations and other businesses 9 $1.6M 0.63%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Griffin Michael Kirsch Ceo, Cco Apr 2018 (8y) 75% or more
Clayton John Holthaus Registered representative Mar 2020 (6y)
Teddy Bakhos Registered representative Apr 2024 (2y)
Antonio Vynn Arellanes Registered representative Oct 2024 (2y)
Aryn Patrice Sands Registered representative Sep 2025 (1y)
Ryan Patrick Mack Registered representative CFP Feb 2026 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/23/2026 1.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(3), 11.D(4) as of Apr 12, 2024

Allegations: THE ALLEGATIONS RELATED TO THIS REGULATORY ACTION WERE THE RESULT OF A SOCIAL MEDIA VIOLATION WITH REGARD TO SUMMIT BROKERAGE SERVICES FIRM POLICY. THERE WAS ALSO ALLEGATIONS REGARDING PRIVATE SECURITY TRANSACTIONS, OF WHICH FINRA DID AN INVESTIGATION TO FIND THAT THERE WAS NO FINDINGS. GK WEALTH MANAGEMENT WAS REQUIRED TO SIGN A CONSENT ORDER REQUIRING HEIGHTENED SUPERVISION FROM 4/1/2019-4/1/2021 Status: Final Sanction Detail: HEIGHTENED SUPERVISION VIA CONSENT ORDER. ***PLEASE NOTE: THE CONSENT ORDER HAS BEEN LIFTED BY THE NEVADA SECRETARY OF STATE SECURITIES DIVISION AS OF MAY 3RD, 2021. GK IS LONGER ON HEIGHTENED SUPERVISION. Summary: I WAS DISCHARGED FROM SUMMIT BROKERAGE SERVICES FOR VIOLATING THEIR SOCIAL MEDIA POLICIES AND FOR AN ALLEGED PRIVATE SECURITIES TRANSACTION, WHICH FINRA LATER DID AN INVESTIGATION AND FOUND THAT ALLEGATION WAS WRONG. THERE WAS NEVER ANYTHING RELATED TO ADVICE OR SECURITIES, ONLY A VIOLATION OF AN INTERNAL POLICY AT SUMMIT BROKERAGE SERVICES, WHICH RESULTED IN A DISCHARGE FROM THAT FIRM. TRIUMPH CAPITAL MANAGEMENT WAS THEN FORCED TO DISCHARGE ME BECAUSE I WAS "DUALLY" REGISTERED.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.

View current Form ADV (SEC/IAPD) ↗