Atticus Wealth Management, Llc
- Regulatory AUM
- $565M
- Discretionary
- $548M
- Clients
- 429
- Avg AUM / client
- $1.3M
- Accounts
- 1,105
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of May 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 246 | $86.5M | 15.3% |
| High net worth individuals | 147 | $426M | 75.4% |
| Pension and profit sharing plans | 5 | $17.2M | 3.04% |
| Charitable organizations | 3 | $236K | 0.04% |
| Corporations and other businesses | 28 | $35.2M | 6.23% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Joseph Bartolf | Owner | Aug 2004 (22y) | ≈ 18.75% – 50% via Bartolf Wealth Advisors, Inc | |
| Enoch Carter Morris | Chief Compliance Officer | Jul 2014 (12y) | ≈ 18.75% – 50% via Atticus Asset Management, Llc | |
| Colin John Arnold | Owner | CFP | Apr 2018 (8y) | ≈ 18.75% – 50% via Four Pillars Wealth Management, Llc |
| Robert Gerald Goggin | Registered representative | Dec 2018 (8y) | ||
| Robert Adam Kokol | Registered representative | CFP | Jan 2021 (6y) | |
| Stephan William Zehner | Registered representative | CFP | Jan 2021 (6y) | |
| Melissa Marie Montalvo | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Micah John Droescher | Registered representative | Jan 2026 (1y) | ||
| Austin James Nelson | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Atticus Asset Management, Llc | Member | Mar 2018 | A | 25% – 50% |
| Bartolf Wealth Advisors, Inc | Member | Mar 2018 | A | 25% – 50% |
| Four Pillars Wealth Management, Llc | Member | Mar 2018 | A | 25% – 50% |
Estimated effective ownership (look-through of filed bands):
- Douglas Joseph Bartolf: 75% – 100% of Bartolf Wealth Advisors, Inc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Enoch Carter Morris: 75% – 100% of Atticus Asset Management, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Colin John Arnold: 75% – 100% of Four Pillars Wealth Management, Llc × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/22/2026 | 953 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $537M (95% of AUM) May 2026
- Fidelity Brokerage Services $20.2M (10% of AUM) Jan 2021
- Interactive Brokers $17.3M (6% of AUM) Jan 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.
View current Form ADV (SEC/IAPD) ↗