Cws Financial Advisors Llc
- Regulatory AUM
- $1.3B
- Discretionary
- $1.3B
- Clients
- 807
- Avg AUM / client
- $1.6M
- Accounts
- 2,156
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 421 | $176M | 13.2% |
| High net worth individuals | 381 | $1.1B | 85.7% |
| Charitable organizations | 5 | $14.1M | 1.06% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Allied Mechanical Services, Inc. Profit Sharing And Retirement Savings Plan Allied Mechanical Services, Inc. | 2024 | |
| Depatie Fluid Power Company Employee 401(k) Plan Depatie Fluid Power Company | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cory Dale Wietfeldt | Managing Member And Chief Compliance Officer | CFP | Jan 2014 (13y) | 25% – 50% |
| Joseph Paul Splendorio | Managing Member | Jan 2014 (13y) | 25% – 50% | |
| Lindsey Erin Splendorio | Managing Member | CFP | Jan 2014 (13y) | 25% – 50% |
| Christine Louise Batts | Registered representative | Jun 2019 (7y) | ||
| William Joseph Roberts | Registered representative | CFP | Jun 2021 (5y) | |
| Regina N Spence | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Allied Mechanical Services, Inc. Profit Sharing And Retirement Savings Plan | Allied Mechanical Services, Inc. | 213 | $54.0M | 01/01/2024 |
| Depatie Fluid Power Company Employee 401(k) Plan | Depatie Fluid Power Company | 242 | $15.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 941 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (99% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗