North American Wealth Advisors Inc.
- Regulatory AUM
- $237M
- Discretionary
- $0
- Clients
- 67
- Avg AUM / client
- $3.5M
- Accounts
- 131
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 41 | $9.4M | 3.96% |
| High net worth individuals | 26 | $50.8M | 21.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $119M | 50.0% |
| Other | Fewer than 5 clients | $58.6M | 24.7% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Richard Casey | Ceo, Chief Compliance Officer, Shareholder | CFP Chartered Financial Consultant | May 2018 (8y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- State Street $119M (50% of AUM) Mar 2026
- Newport Trust Company $58.6M (25% of AUM) Mar 2026
- Charles Schwab & Co. $52.8M (22% of AUM) Mar 2026
- Pershing $2.6M (2% of AUM) Sep 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗