Canton Hathaway Llc
- Regulatory AUM
- $866M
- Discretionary
- $844M
- Clients
- 96
- Avg AUM / client
- $9.0M
- Accounts
- 281
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $10.4M | 1.2% |
| High net worth individuals | 67 | $602M | 69.5% |
| Pooled investment vehicles (non-investment companies) | 4 | $26.6M | 3.07% |
| Pension and profit sharing plans | 2 | $155M | 17.9% |
| State or municipal government entities | 1 | $7.1M | 0.82% |
| Corporations and other businesses | 5 | $64.6M | 7.46% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $35.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ch Neon Inv., Llc | Real Estate Fund | Delaware | $21.4M | 24 |
| Ch Pe Investment 1, Llc | Private Equity Fund | Delaware | $5.6M | 15 |
| C H Hotel Investment 2, Llc | Real Estate Fund | Delaware | $4.7M | 15 |
| C H Hotel Investment I, Llc | Real Estate Fund | Delaware | $3.5M | 16 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Edward Goodreau | Managing Director | Jun 2018 (8y) | 10% – 25% | |
| Malcolm Greene Chace | Managing Partner | Jun 2018 (8y) | 10% – 25% | |
| Nicholas Grave Trotman | Managing Director | Jun 2018 (8y) | 10% – 25% | |
| Procaccianti, James | Director | Jun 2018 (8y) | 10% – 25% | |
| Anthony Claude Marcello | Director Of Business Development | Nov 2020 (6y) | 10% – 25% | |
| Crudele, Meghan, K | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Robert Emmet Cusack | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $35.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ch Neon Inv., Llc | Real Estate Fund | $21.4M | $25.0K | 24 |
| Ch Pe Investment 1, Llc | Private Equity Fund | $5.6M | $25.0K | 15 |
| C H Hotel Investment 2, Llc | Real Estate Fund | $4.7M | $25.0K | 15 |
| C H Hotel Investment I, Llc | Real Estate Fund | $3.5M | $25.0K | 16 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FAILURE TO FILE AND DELIVER FORM CRS. Status: Final Sanction Detail: $25,000; ALL WAS LEVIED AGAINST THE FIRM; PAID 06/24/2021; NONE OF PENALTY WAIVED. Summary: ACTION SETTLED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $663M (77% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗