Ferguson Shapiro Llc
- Regulatory AUM
- $415M
- Discretionary
- $415M
- Clients
- 332
- Avg AUM / client
- $1.3M
- Accounts
- 996
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 193 | $108M | 26.1% |
| High net worth individuals | 139 | $303M | 73.0% |
| Charitable organizations | Fewer than 5 clients | $1.0M | 0.25% |
| Corporations and other businesses | Fewer than 5 clients | $2.9M | 0.7% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin Michael Ferguson | Principal/Chief Compliance Officer | CFP | Jul 2018 (8y) | 75% or more |
| Maury Alan Shapiro | Partner | Chartered Financial Consultant | Jan 2019 (8y) | 10% – 25% |
| James Boswell | Registered representative | Jan 2020 (7y) | ||
| Sarah Jane Wylde | Registered representative | CFP | Aug 2020 (6y) | |
| Ryan James Florence | Registered representative | CFP | Mar 2022 (4y) | |
| Karyn Mc Menamin Cravens | Registered representative | CFP | May 2023 (3y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 937 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $414M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 20, 2026.
View current Form ADV (SEC/IAPD) ↗