Lantz Financial Llc
- Regulatory AUM
- $994M
- Discretionary
- $946M
- Clients
- 669
- Avg AUM / client
- $1.5M
- Accounts
- 3,250
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 414 | $129M | 13.0% |
| High net worth individuals | 255 | $865M | 87.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael Jon Lantz | Managing Principal/Llc Member | CFP | Jun 2018 (8y) | 75% or more |
| Daniel Bryan Rohlfing | Llc Member/Manager | CFP | Sep 2018 (8y) | 25% – 50% |
| Kristin M Crowley | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Derek Raridon | Registered representative | May 2023 (3y) | ||
| Madeline Griffith | Registered representative | Dec 2023 (3y) | ||
| Ryan Lantz | Registered representative | Oct 2024 (2y) | ||
| Logan James Schaefer | Registered representative | CFP | May 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/22/2026 | 941 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $901M (91% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 22, 2026.
View current Form ADV (SEC/IAPD) ↗