Aspen Private Advisors, Llc
- Regulatory AUM
- $200M
- Discretionary
- $200M
- Clients
- 125
- Avg AUM / client
- $1.6M
- Accounts
- 475
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 64 | $24.6M | 12.3% |
| High net worth individuals | 61 | $170M | 85.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.8M | 1.89% |
| Charitable organizations | Fewer than 5 clients | $1.3M | 0.63% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeremy James Sorenson | Managing Member | CFP | Jul 2018 (8y) | ≈ 18.75% – 50% via Aspen Holdings, Llc |
| Todd Robert Dathe | Managing Member & Chief Compliance Officer | Jul 2018 (8y) | ≈ 37.5% – 75% via Aspen Holdings, Llc | |
| Cara Marie Beyer | Registered representative | CFP | Nov 2019 (7y) | |
| Meghan Kramer | Registered representative | Dec 2019 (7y) | ||
| Myranda Thoen | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Aspen Holdings, Llc | Owner | Jan 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Jeremy James Sorenson: 25% – 50% of Aspen Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Todd Robert Dathe: 50% – 75% of Aspen Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 906 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $196M (98% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗