Hmv Wealth Advisors, Llc
- Regulatory AUM
- $567M
- Discretionary
- $567M
- Clients
- 138
- Avg AUM / client
- $4.1M
- Accounts
- 138
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 50 | $15.2M | 2.67% |
| High net worth individuals | 67 | $437M | 76.9% |
| Charitable organizations | 2 | $3.8M | 0.67% |
| Corporations and other businesses | 19 | $112M | 19.7% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dean, Robert, Leroy | President | Jul 2018 (8y) | Less than 5% | |
| Roderick Scott Williams | Vice President / Chief Compliance Officer | Jul 2018 (8y) | Less than 5% | |
| Nicole Alexandra Karamales | Registered representative | Oct 2022 (4y) | ||
| Christopher Mark Eldredge | Registered representative | Personal Financial Specialist | Aug 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Heard Mcelroy & Vestal, Llc | Owner | Jul 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/26/2025 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $465M (100% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 09, 2026.
View current Form ADV (SEC/IAPD) ↗