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Private Fund Manager · Small ($100M–$1B)
CRD 297816
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ADV data as of Mar 17, 2025
- Regulatory AUM
- $521M
- Discretionary
- $521M
- Clients
- 4
- Avg AUM / client
- $130M
- Accounts
- 4
- Employees
- 6
AUM over time
$196M
$742M
Mar 29, 2019
Mar 17, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $492M | 94.3% |
| Charitable organizations | 1 | $29.7M | 5.69% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $29.7M (6% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2025.