Toce Financial Group Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 297965
· Mandeville, LA
· WWW.TOCEFINANCIAL.COM
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ADV data as of Jul 21, 2026
- Regulatory AUM
- $19.2M
- Discretionary
- $19.2M
- Clients
- 129
- Avg AUM / client
- $149K
- Accounts
- 129
- Employees
- 3
AUM over time
$19.2M
$19.2M
Mar 30, 2026
Jul 21, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 129 | $16.1M | 84.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.7M | 14.0% |
| Charitable organizations | Fewer than 5 clients | $358K | 1.87% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andre Francis Toce | Registered representative | Oct 2025 (1y) | ||
| Blake Thomas Eiermann | Registered representative | Oct 2025 (1y) | ||
| Gianni Dane Toce | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗