AUMdb

Tactical Fund Advisors, Llc

SEC-registered Mutual Fund / Asset Manager · Small ($100M–$1B) CRD 298049 · SEC file 801-114248 · Cincinnati, OH · tfafunds.com
☆ Save with Pro ADV data as of Apr 08, 2026
Regulatory AUM
$170M
Discretionary
$170M
Clients
4
Avg AUM / client
$42.5M
Accounts
4
Employees
7

AUM over time

$0 $189M
Oct 18, 2019 Apr 8, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 08, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 4 $170M 100.0%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Drew Kent Horter Chief Executive Officer May 1991 (35y) 75% or more
Hetzer, Kevin, Craig Chief Operating Officer Sep 2019 (7y) Less than 5%
Schmidt, Keith, Andrew President Oct 2023 (3y) Less than 5%
Hopkins, Robert, Lee Chief Compliance Officer Dec 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Horter Investment Management, Llc Member Nov 2022 A 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/08/2026 1.21 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies
  • Selection of other advisers

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 08, 2026.

View current Form ADV (SEC/IAPD) ↗