Proxy Wealth Advisors Llc
- Regulatory AUM
- $83.3M
- Discretionary
- $83.3M
- Clients
- 614
- Avg AUM / client
- $136K
- Accounts
- 614
- Employees
- 25
AUM over time
Annual snapshots from Form ADV filings · as of Apr 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 595 | $50.9M | 61.1% |
| High net worth individuals | 10 | $23.1M | 27.7% |
| Pension and profit sharing plans | 9 | $9.3M | 11.1% |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bryan Caulkins | Owner | Jul 2022 (4y) | ≈ 37.5% – 75% via Proxy Financial Corp | |
| Christopher James Davidson | Owner | Jul 2022 (4y) | ≈ 37.5% – 75% via Proxy Financial Corp | |
| Arthur Wayne Potter | Cco | Chartered Financial Consultant | Jul 2024 (2y) | Less than 5% |
| Marc Anthony Decuffa | Registered representative | Feb 2023 (3y) | ||
| Pietro Bagatim Galina | Registered representative | Sep 2023 (3y) | ||
| Rafael Junqueira Nani | Registered representative | Sep 2023 (3y) | ||
| Peterson Italo Cenerino | Registered representative | Dec 2023 (3y) | ||
| Felipe Demetre Mardakis | Registered representative | Oct 2024 (2y) | ||
| Carolyn Reynolds | Registered representative | Feb 2025 (1y) | ||
| Tatiane Silva Teixeira | Registered representative | Jun 2025 (1y) | ||
| Raquel Schiavon | Registered representative | Jul 2025 (1y) | ||
| Tulio Barbosa Ribeiro | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Proxy Financial Corp | Owner | Sep 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bryan Caulkins: 50% – 75% of Proxy Financial Corp × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Christopher James Davidson: 50% – 75% of Proxy Financial Corp × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/09/2026 | 992 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $58.5M (70% of AUM) Apr 2026
- Metropolitan Commercial Bank $40.0M (30% of AUM) Feb 2025
- Flagstar Bank, N.A. $25.0M (19% of AUM) Feb 2025
- Charles Schwab & Co. $16.2M (20% of AUM) Apr 2026
- Adp Broker Dealer, Inc. $8.9M (7% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 09, 2026.
View current Form ADV (SEC/IAPD) ↗