Key Client Fiduciary Advisors, Llc
- Regulatory AUM
- $896M
- Discretionary
- $896M
- Clients
- 2,272
- Avg AUM / client
- $395K
- Accounts
- 2,195
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,997 | $146M | 16.3% |
| High net worth individuals | 198 | $585M | 65.3% |
| Pension and profit sharing plans | 77 | $165M | 18.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wayne Tile Co., Inc. Profit Sharing Plan Wayne Tile Co., Inc. | 2024 | |
| Terracycle Inc. 401(k) Profit Sharing Plan And Trust Terracycle, Inc. | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Robert Fishman | Member | Jul 2018 (8y) | 50% – 75% | |
| Richard Anthony Flora | Chief Compliance Officer And Member | Jul 2018 (8y) | 50% – 75% | |
| Joel David Orris | Registered representative | Oct 2018 (8y) | ||
| Steven Howard Maide | Registered representative | Oct 2018 (8y) | ||
| Stuart Mark Schrenzel | Registered representative | Oct 2018 (8y) | ||
| Christian Raymond Garces | Registered representative | Nov 2018 (8y) | ||
| Robert Charles Mehlin | Registered representative | Mar 2019 (7y) | ||
| Alexander Daniel Orlando | Registered representative | CFP | Jul 2020 (6y) | |
| Christaphor Thomasian | Registered representative | Sep 2022 (4y) | ||
| Reese Chance Little | Registered representative | Mar 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wayne Tile Co., Inc. Profit Sharing Plan | Wayne Tile Co., Inc. | 114 | $20.9M | 01/01/2024 |
| Terracycle Inc. 401(k) Profit Sharing Plan And Trust | Terracycle, Inc. | 168 | $7.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: KEY CLIENT FAILED TO COMPLY WITH THE TERMS OF A SUPERVISORY AGREEMENT Status: Final Sanction Detail: KEY CLIENT CEASE AND DESIST FROM FURTHER VIOLATIONS OF THE SECURITIES LAW AND WILL COMPLY WITH THE SECURITIES LAW; AND KEY CLIENT IS ASSESSED A MONETARY PENALTY IN THE AMOUNT OF TWENTY THOUSAND DOLLARS. Summary: KEY CLIENT FAILED TO COMPLY WITH THE TERMS OF A SUPERVISORY AGREEMENT
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $731M (82% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗