Regent Peak Wealth Advisors, Llc
- Regulatory AUM
- $786M
- Discretionary
- $786M
- Clients
- 223
- Avg AUM / client
- $3.5M
- Accounts
- 1,611
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $30.3M | 3.86% |
| High net worth individuals | 141 | $688M | 87.6% |
| Corporations and other businesses | 6 | $54.2M | 6.89% |
| Other | 11 | $13.3M | 1.69% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carmen Lee Laster | Chief Compliance Officer | Mar 2019 (7y) | Less than 5% | |
| Craig Nicholas Robson | Founding Principal/Managing Director | CFP | May 2019 (7y) | 75% or more |
| Emily Renae Raymond | Chief Operating Officer | May 2019 (7y) | Less than 5% | |
| Kevin Nicholas Manning | Chief Financial Officer | CFP | May 2019 (7y) | 5% – 10% |
| Nathan Ross Hoyt | Chief Investment Officer | CFP | May 2019 (7y) | Less than 5% |
| Natalie Gallo | Registered representative | Oct 2025 (1y) | ||
| Riley Patrick Gessner | Registered representative | Mar 2026 (0y) | ||
| Alexander Alba | Registered representative | CFP | Mar 2026 (0y) | |
| Solomon Austin Cohen | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 913 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $768M (98% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗