Apple Tree Asset Management, Llc
- Regulatory AUM
- $152M
- Discretionary
- $118M
- Clients
- 780
- Avg AUM / client
- $195K
- Accounts
- 1,430
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 729 | $101M | 66.5% |
| High net worth individuals | 51 | $50.8M | 33.5% |
| Charitable organizations | Fewer than 5 clients | $55.1K | 0.04% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joseph Thomas Wiegand | Member | Oct 2018 (8y) | 25% – 50% | |
| Keith Christian Layman | Managing Member/Cco | Oct 2018 (8y) | 50% – 75% | |
| Douglas W Buller | Registered representative | Aug 2021 (5y) | ||
| Nicolas Couch | Registered representative | Sep 2023 (3y) | ||
| Gary Robert Zoller | Registered representative | Dec 2023 (3y) | ||
| James Leonard Meert | Registered representative | Dec 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $110M (72% of AUM) Mar 2026
- Axos Clearing $26.2M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗