Cion Investment Management Ii, Llc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 28
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bresner, Gregg, Alan | Chief Investment Officer | Feb 2019 (8y) | Less than 5% | |
| Franz, Keith, Scott | Chief Financial Officer | Feb 2019 (8y) | Less than 5% | |
| Gatto, Mark | Co Ceo, Director | Feb 2019 (8y) | ≈ 7.03% – 37.5% via Gatto Living Trust | |
| Reisner, Michael, Adam | Co Ceo, Director | Feb 2019 (8y) | ≈ 7.03% – 37.5% via Michael Reisner Revocable Living Trust | |
| Roman, Stephen | Chief Compliance Officer | Feb 2019 (8y) | Less than 5% | |
| Schill, Gregory, Michael | Managing Director | Feb 2019 (8y) | Less than 5% | |
| Pinero, Eric, Anthony | Chief Legal Officer | Nov 2021 (5y) | Less than 5% | |
| Arestia, Charles | Managing Director | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cion Investment Group, Llc | Member | Jun 2018 | A | 75% or more |
| Warrenton Capital Corp. | Member Series B | Jan 2020 | B | ≈ 37.5% – 75% via Cion Investment Group, Llc |
| Michael Reisner Revocable Living Trust | Shareholder | Feb 2024 | B | ≈ 9.38% – 37.5% via Warrenton Capital Corp. |
| Gatto Living Trust | Shareholder | Feb 2024 | B | ≈ 9.38% – 37.5% via Warrenton Capital Corp. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Gatto, Mark: 75% – 100% of Gatto Living Trust × 25% – 50% of Warrenton Capital Corp. × 50% – 75% of Cion Investment Group, Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Reisner, Michael, Adam: 75% – 100% of Michael Reisner Revocable Living Trust × 25% – 50% of Warrenton Capital Corp. × 50% – 75% of Cion Investment Group, Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Warrenton Capital Corp.: 50% – 75% of Cion Investment Group, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Michael Reisner Revocable Living Trust: 25% – 50% of Warrenton Capital Corp. × 50% – 75% of Cion Investment Group, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Gatto Living Trust: 25% – 50% of Warrenton Capital Corp. × 50% – 75% of Cion Investment Group, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • ACQUISITION FEES BASED UPON PURCHASE PRICE
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗