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Wealth Manager · Small ($100M–$1B)
CRD 298444
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ADV data as of Apr 18, 2025
- Regulatory AUM
- $342M
- Discretionary
- $342M
- Clients
- 79
- Avg AUM / client
- $4.3M
- Accounts
- 162
- Employees
- 2
AUM over time
$165M
$342M
May 30, 2023
Apr 18, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 18, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $3.3M | 0.96% |
| High net worth individuals | 74 | $337M | 98.6% |
| Charitable organizations | Fewer than 5 | $1.6M | 0.46% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $342M (100% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 18, 2025.