Sage Mountain Advisors, Llc
- Regulatory AUM
- $4.3B
- Discretionary
- $4.3B
- Clients
- 193
- Avg AUM / client
- $22.2M
- Accounts
- 193
- Employees
- 31
AUM over time
Annual snapshots from Form ADV filings · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 25 | $5.0M | 0.12% |
| High net worth individuals | 161 | $4.0B | 93.8% |
| Pooled investment vehicles (non-investment companies) | 3 | $26.9M | 0.63% |
| Charitable organizations | 4 | $234M | 5.46% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $31.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sage Mtn Tiger Global Flagship Fund Onshore Lp feeder | Hedge Fund | Delaware | $19.7M | 70 |
| Sage Mtn Tiger Global Pip 15 Access Fund Lp feeder | Venture Capital Fund | Delaware | $6.3M | 17 |
| Sage Mtn Tiger Global Flagship Fund Cayman feeder | Hedge Fund | Cayman Islands | $5.6M | 27 |
People (22)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anthony John Cox | President, Chief Investment Officer And Member | Sep 2018 (8y) | Less than 5% | |
| Imeraj, Andrea, Whitney | Chief Compliance Officer And Chief Operations Officer | Sep 2018 (8y) | Less than 5% | |
| Scott Matthew Neu | Chief Executive Officer And Member | CFA | Sep 2018 (8y) | ≈ 56.25% – 100% via Lake Chutes, Llc |
| Deborah Allison Wagner | Registered representative | Apr 2019 (7y) | ||
| Christine Cyphers Phelps | Registered representative | CFP | Jun 2020 (6y) | |
| Edward Marsh Douthat | Registered representative | Dec 2020 (6y) | ||
| John Russell Allen | Registered representative | CFA | Nov 2021 (5y) | |
| William Taylor Gray Tuggle | Registered representative | CFA | Oct 2022 (4y) | |
| Ryan C Sheffield | Registered representative | Jan 2023 (4y) | ||
| John Benson Darby | Registered representative | CFA | Jan 2023 (4y) | |
| Alyzain M Lakdawala | Registered representative | Mar 2023 (3y) | ||
| Jason Westmoreland Howard | Registered representative | CFA | Oct 2023 (3y) | |
| Ryan Francis Kittrell | Registered representative | CFP Chartered Financial Consultant | Dec 2023 (3y) | |
| Timothy J Byerly | Registered representative | Jan 2024 (3y) | ||
| Anna Reid Esoda | Registered representative | CFA | Feb 2024 (2y) | |
| Jeniah Zasha Eilean Jeffers | Registered representative | Mar 2024 (2y) | ||
| David Karl Pence | Registered representative | Aug 2024 (2y) | ||
| Taylor Osasere Brown | Registered representative | Sep 2024 (2y) | ||
| Philip Cotch Tarrer | Registered representative | Sep 2025 (1y) | ||
| Charles Evan Daugherty | Registered representative | CFA | Nov 2025 (1y) | |
| Jeffrey Dean Crow | Registered representative | CFP | Nov 2025 (1y) | |
| Michael Hunter Brooks | Registered representative | CFA | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lake Chutes, Llc | Managing Member | Sep 2018 | A | 75% or more |
| Tc Advisory | Owner | Sep 2018 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Scott Matthew Neu: 75% – 100% of Lake Chutes, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $31.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sage Mtn Tiger Global Flagship Fund Onshore Lp | Hedge Fund | $19.7M | $100K | 70 |
| Sage Mtn Tiger Global Pip 15 Access Fund Lp | Venture Capital Fund | $6.3M | $100K | 17 |
| Sage Mtn Tiger Global Flagship Fund Cayman | Hedge Fund | $5.6M | $100K | 27 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • MINIMUM FEES AND REPORTING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $3.5B (82% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗