AUMdb

1 Ws Capital Advisors, Llc

SEC-registered Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) CRD 298723 · SEC file 801-114286 · New York, NY · www.1wscapital.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$1.1B
Discretionary
$1.1B
Clients
1
Avg AUM / client
$1.1B
Accounts
1
Employees
9

AUM over time

$0 $1.1B
Oct 2018 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $1.1B 100.0%

People (4)

NameRole / titleCredentialsWith firm sinceOwnership
Sherr, David, Neal Chief Executive Officer Apr 2008 (18y) ≈ 37.5% – 75% via One William Street Capital Management, Lp.
Dolan, Stephanie, Elizabeth Chief Financial Officer Aug 2018 (8y) Less than 5%
Epes, Christopher, Robinson Chief Legal Officer Aug 2018 (8y) Less than 5%
Locher, Kurt, Anthony Chief Operating Officer And Chief Compliance Officer Aug 2018 (8y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
One William Street Capital Management, Lp. Direct Owner Aug 2018 A 75% or more
One William Street Capital Holdings, Llc General Partner Apr 2008 B GP / trustee / elected manager of One William Street Capital Management, Lp. (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Sherr, David, Neal: 50% – 75% of One William Street Capital Management, Lp. × 75% – 100% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.19 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗