Vines Capital Management, Llc
- Regulatory AUM
- $192M
- Discretionary
- $192M
- Clients
- 230
- Avg AUM / client
- $836K
- Accounts
- 441
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 157 | $33.6M | 17.5% |
| High net worth individuals | 25 | $110M | 57.2% |
| Pension and profit sharing plans | 11 | $11.4M | 5.95% |
| Charitable organizations | Fewer than 5 clients | $1.0M | 0.54% |
| Corporations and other businesses | 30 | $27.4M | 14.2% |
| Other | 7 | $8.7M | 4.55% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Gus Vines | Chief Compliance Officer | Jun 2002 (24y) | ≈ 56.25% – 100% via Kenneth G. Vines, Inc. | |
| Dorothy Ann Johnston Vines | Registered representative | Jul 2021 (5y) | ||
| Lana Hodge Weant | Registered representative | Jun 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kenneth G. Vines, Inc. | Managing Member | Aug 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kenneth Gus Vines: 75% – 100% of Kenneth G. Vines, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/29/2026 | 915 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $179M (93% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 29, 2026.
View current Form ADV (SEC/IAPD) ↗