Cavu Wealth Management Inc.
- Regulatory AUM
- $209M
- Discretionary
- $202M
- Clients
- 378
- Avg AUM / client
- $552K
- Accounts
- 903
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 289 | $65.1M | 31.2% |
| High net worth individuals | 58 | $134M | 64.3% |
| Pension and profit sharing plans | 16 | $6.4M | 3.05% |
| Corporations and other businesses | 15 | $3.0M | 1.43% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Tomatoes Extraordinaire, Inc. 401(k) Plan Tomatoes Extraordinaire, Inc. Dba Specialty Produce | 2024 | |
| 20/20 Plumbing & Heating, Inc. 401(k) Plan 20/20 Plumbing & Heating, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gomes, Daniel, Owen | Chief Financial Officer | Sep 2018 (8y) | 25% – 50% | |
| Michael Shawn Wynns | Chief Executive Officer | Chartered Financial Consultant | Sep 2018 (8y) | 25% – 50% |
| Phillip Al Jones | Chief Compliance Officer | CFP | Sep 2018 (8y) | 25% – 50% |
| Charles Benjamin Denherder | Registered representative | Jan 2019 (8y) | ||
| Cheryl Lynn Seifert | Registered representative | CFP | Jan 2019 (8y) | |
| Cory William Den Herder | Registered representative | CFP | Jan 2019 (8y) | |
| Scott Christopher Clements | Registered representative | Feb 2020 (7y) | ||
| Jelveh Pedraza | Registered representative | Apr 2020 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Tomatoes Extraordinaire, Inc. 401(k) Plan | Tomatoes Extraordinaire, Inc. Dba Specialty Produce | 175 | $6.5M | 01/01/2024 |
| 20/20 Plumbing & Heating, Inc. 401(k) Plan | 20/20 Plumbing & Heating, Inc. | 578 | $19.1M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $207M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.
View current Form ADV (SEC/IAPD) ↗