Success Wealth Management Llc
- Regulatory AUM
- $110M
- Discretionary
- $110M
- Clients
- 821
- Avg AUM / client
- $135K
- Accounts
- 1,230
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Jun 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 803 | $87.9M | 79.6% |
| High net worth individuals | 11 | $21.1M | 19.1% |
| Charitable organizations | 2 | $500K | 0.45% |
| Corporations and other businesses | 5 | $950K | 0.86% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Marc Goldman | Managing Member & Chief Compliance Officer | Jul 2018 (8y) | 75% or more | |
| Aaron Matthew Gagnier | Registered representative | Jan 2019 (8y) | ||
| Gregory Mark Brawn | Registered representative | Mar 2019 (7y) | ||
| Kendra Carano | Registered representative | Mar 2020 (6y) | ||
| Jessica Jones | Registered representative | Mar 2020 (6y) | ||
| Daniel Alexander Griego | Registered representative | Jun 2022 (4y) | ||
| John Carl Blanck | Registered representative | Jan 2023 (4y) | ||
| Kelly H Bandli | Registered representative | Jan 2023 (4y) | ||
| Nicholle Ann Zoltaszek | Registered representative | Dec 2023 (3y) | ||
| Travis Rick Streblow | Registered representative | Jan 2024 (3y) | ||
| Daniel Michael Grix | Registered representative | Jul 2024 (2y) | ||
| Kenneth Eric Thomas | Registered representative | Jan 2025 (2y) | ||
| Isaac Ross | Registered representative | Mar 2026 (0y) | ||
| Jeremy Dillingham | Registered representative | May 2026 (0y) | ||
| Matthew Kloos | Registered representative | May 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/17/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: TRANSACTING BUSINESS IN MASSACHUSETTS WITHOUT THE INVESTMENT ADVISER REPRESENTATIVE BEING REGISTERED AND NOT SUPERVISING THE INVESTMENT ADVISER REPRESENTATIVE. Status: Final Sanction Detail: $1000 FINE LEVIED AGAINST SUCCESS WEALTH MANAGEMENT, LLC. THIS FINE WAS PAID ON 4/3/2020. FEES COLLECTED OF $899.41 HAVE BEEN OFFERED TO BE RETURNED TO MASSACHUSETTS CLIENTS. Summary: ON SEPTEMBER 10,2019, SUCCESS WEALTH MANAGEMENT (SWM) REGISTERED AS AN INVESTMENT ADVISER IN THE STATE OF MASSACHUSETTS. AT THAT TIME, AARON GAGNIER (CRD# 4426756), IAR WITH SWM, HAD NOT YET BEEN APPROVED BY MASSACHUSETTS TO ACT AS AN IAR IN THE STATE. AFTER SEPTEMBER 10TH, 2019, MR. GAGNIER HAD FOUR CLIENTS IN THE STATE OF MASSACHUSETTS THAT HE WAS RECEIVING MANAGEMENT FEES ON AN ADVISORY BASIS. THIS WAS IN VIOLATION OF MASSACHUSETTS LAW. MASSACHUSETTS STATED THAT SWM FAILED IN THEIR DUTIES TO SUPERVISE MR. GAGNIER. THE FIRM WAS FINED $1000 AND ALL ADVISORY FEES CHARGED TO MR. GAGNIER'S CLIENTS IN MASSACHUSETTS WERE OFFERED BACK TO EACH INDIVIDUAL.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $93.0M (84% of AUM) Jun 2026
- Truist Financial Corp $17.5M (16% of AUM) Jun 2026
- Altruist Financial $17.5M (16% of AUM) Jun 2026
- Pontera $250K (1% of AUM) Dec 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 17, 2026.
View current Form ADV (SEC/IAPD) ↗