Lakeshore Financial Planning Inc.
- Regulatory AUM
- $469M
- Discretionary
- $469M
- Clients
- 491
- Avg AUM / client
- $956K
- Accounts
- 1,351
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Feb 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 346 | $130M | 27.8% |
| High net worth individuals | 145 | $339M | 72.2% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Francis Brayton | President | Sep 2018 (8y) | 75% or more | |
| Mark Edward Romin | Vice President | CFP | Sep 2018 (8y) | 10% – 25% |
| Johnson, Patricia, Ann | Chief Compliance Officer | Dec 2019 (7y) | Less than 5% | |
| Richard John Davenport | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $464M (99% of AUM) Feb 2026
- American Funds Capital Group $4.9M (1% of AUM) Feb 2026
- American Funds Distributors, Inc. $2.9M (1% of AUM) Dec 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗