N
N
Wealth Manager · Small ($100M–$1B)
CRD 299174
·
☆ Save with Pro
ADV data as of Apr 16, 2025
- Regulatory AUM
- $121M
- Discretionary
- $117M
- Clients
- 127
- Avg AUM / client
- $955K
- Accounts
- 403
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 82 | $25.1M | 20.7% |
| High net worth individuals | 35 | $96.0M | 79.1% |
| Other | 10 | $253K | 0.21% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Raymond James $121M (100% of AUM) Apr 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 16, 2025.