Oath Planning, Llc
- Regulatory AUM
- $285M
- Discretionary
- $285M
- Clients
- 502
- Avg AUM / client
- $567K
- Accounts
- 1,104
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Feb 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 444 | $162M | 56.8% |
| High net worth individuals | 58 | $123M | 43.2% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rodney Thomas Yancy | President / Chief Compliance Officer | Oct 2018 (8y) | 75% or more | |
| Jacob Jackson Kerksieck | Registered representative | Oct 2019 (7y) | ||
| Alec Cole Spring | Registered representative | Nov 2021 (5y) | ||
| Rachel Marie Reinke | Registered representative | Dec 2021 (5y) | ||
| Brian Russell Kelley | Registered representative | Jan 2025 (2y) | ||
| Camille Joanne Bouvet | Registered representative | CFP | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/03/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $160M (56% of AUM) Feb 2026
- National Financial Services (Fidelity) $86.9M (70% of AUM) Jul 2024
- Truist Financial Corp $85.0M (30% of AUM) Feb 2026
- Altruist Financial $85.0M (30% of AUM) Feb 2026
- Charles Schwab & Co. $20.6M (7% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2026.
View current Form ADV (SEC/IAPD) ↗