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Investment Adviser · Boutique (under $100M)
CRD 299192
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $18.6M
- Discretionary
- $18.6M
- Clients
- 2
- Avg AUM / client
- $9.3M
- Accounts
- 2
- Employees
- 1
AUM over time
$18.6M
$1.5B
Mar 29, 2019
Mar 27, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | 2 | $18.6M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Other services
Custody
Reported custodians
- Blackrock $710M (59% of AUM) Mar 2023
- Wells Fargo $37.9M (20% of AUM) Mar 2025
- BNY Mellon $18.6M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.