Thurston Springer Advisors, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 299201
· SEC file 801-114256
· Indianapolis, IN
· www.cohen-cap.com
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ADV data as of Nov 18, 2025
- Regulatory AUM
- $3.7B
- Discretionary
- $3.5B
- Clients
- 6,759
- Avg AUM / client
- $544K
- Accounts
- 6,759
- Employees
- 93
AUM over time
$562M
$4.0B
Jun 2018
Nov 2025
Annual snapshots from Form ADV filings · as of Nov 18, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,395 | $674M | 18.3% |
| High net worth individuals | 2,205 | $1.3B | 36.1% |
| Banking or thrift institutions | 2 | $15.0M | 0.41% |
| Pension and profit sharing plans | 134 | $58.1M | 1.58% |
| Charitable organizations | 38 | $62.7M | 1.71% |
| Corporations and other businesses | 99 | $208M | 5.65% |
| Other | 886 | $1.3B | 36.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Workforce Concepts 21 Employees Savings Trust Workforce Concepts 21 Inc | 2024 | |
| Principal Ease 401(k) Plan Principal Life Insurance Company | 2024 | |
| Onedigital Open Pooled Employer Plan Plan Fiduciary Services, Inc. | 2024 | |
| Lippert Components, Inc. Employee Retirement Savings Plan Lippert Components, Inc. | 2024 | |
| Sonny's Enterprises, Llc 401(k) Profit Plan Sonny's Enterprises, Llc | 2024 |
People (106)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James John Titak | Chairman Of The Board | Oct 2018 (8y) | Less than 5% | |
| Richard Wilson Parker | Ceo | Oct 2018 (8y) | ≈ 18.75% – 50% via Financial Services Holdings, Llc | |
| Matthew Mark Reynolds | Owner | Nov 2021 (5y) | Less than 5% | |
| Williams, Karey, Ann | Chief Compliance Officer | Jan 2022 (5y) | Less than 5% | |
| John Gabriel Peluso | Executive Vice President | Nov 2023 (3y) | Less than 5% | |
| Gabriele Peggy Allen | Registered representative | Aug 2020 (6y) | ||
| James Fyfe Walker | Registered representative | Aug 2020 (6y) | ||
| James Michael Mlott | Registered representative | Aug 2020 (6y) | ||
| Jeffrey V Triwedi | Registered representative | Aug 2020 (6y) | ||
| Jenna Lynn Spurrier | Registered representative | Aug 2020 (6y) | ||
| Kevin Michael Mcdougall | Registered representative | Aug 2020 (6y) | ||
| Myles Grant Hartwig | Registered representative | Aug 2020 (6y) | ||
| Paul Lee Hargitt | Registered representative | Aug 2020 (6y) | ||
| Sara Ann Murans | Registered representative | Aug 2020 (6y) | ||
| Todd Alan Spille | Registered representative | Aug 2020 (6y) | ||
| Jon Keith Stucker | Registered representative | Aug 2020 (6y) | ||
| Lynn Dennis Moeller | Registered representative | Aug 2020 (6y) | ||
| Mark William Damer | Registered representative | Aug 2020 (6y) | ||
| Bradley Louis Rozema | Registered representative | Aug 2020 (6y) | ||
| Christopher Renfrow Esser | Registered representative | Aug 2020 (6y) | ||
| Paul William Murans | Registered representative | Aug 2020 (6y) | ||
| Philip E Lavelle | Registered representative | CFP | Aug 2020 (6y) | |
| Bruce Malcolm Averback | Registered representative | Nov 2020 (6y) | ||
| John Matthew Kerr | Registered representative | CFP | Nov 2020 (6y) | |
| R. Alan Chase | Registered representative | Nov 2020 (6y) | ||
| Robert James Caplinger | Registered representative | Nov 2020 (6y) | ||
| Terry Richard Danish | Registered representative | Nov 2020 (6y) | ||
| Daniel J Cohen | Registered representative | Nov 2020 (6y) | ||
| Lauchlin Vernon Hines | Registered representative | Nov 2020 (6y) | ||
| Austin Robert Murphy | Registered representative | Jun 2021 (5y) | ||
| Jeannette Ann Adcock | Registered representative | Sep 2021 (5y) | ||
| Joshua Kulback Simon | Registered representative | Oct 2021 (5y) | ||
| James Sherwood Gibbons | Registered representative | Mar 2022 (4y) | ||
| Clinton Andrew Trotta | Registered representative | Mar 2022 (4y) | ||
| Richard Noel Trotta | Registered representative | Mar 2022 (4y) | ||
| Joshua Andrew Mazer | Registered representative | CFP | Jan 2023 (4y) | |
| Christopher Ridgley Johns | Registered representative | Jan 2023 (4y) | ||
| Frank Andrew Ingwersen | Registered representative | Jan 2023 (4y) | ||
| Joel David Cox | Registered representative | Jan 2023 (4y) | ||
| Robert Lester Fox | Registered representative | Jan 2023 (4y) | ||
| Andrew Grove | Registered representative | Dec 2023 (3y) | ||
| Jeffrey Michael Fratarcangeli | Registered representative | Dec 2023 (3y) | ||
| Mark Vincent Improta | Registered representative | Dec 2023 (3y) | ||
| Cynthia Lyn Mulonas | Registered representative | Dec 2023 (3y) | ||
| Dylan Truancelewis | Registered representative | Dec 2023 (3y) | ||
| Benjamin Selinger | Registered representative | Jan 2024 (3y) | ||
| Jorey Chris Dimopoulos | Registered representative | Apr 2024 (2y) | ||
| James Luke Turco | Registered representative | Apr 2024 (2y) | ||
| Adam Wade Christensen | Registered representative | Jun 2024 (2y) | ||
| Antonio Jose Pacheco | Registered representative | Jun 2024 (2y) | ||
| Matthew M. Roberson | Registered representative | Jun 2024 (2y) | ||
| Patricia Marie Burrus | Registered representative | Jun 2024 (2y) | ||
| Tami Diane Bearden | Registered representative | CFP | Jun 2024 (2y) | |
| William John Hughes | Registered representative | CFP | Jun 2024 (2y) | |
| Damon Conor Page Moran | Registered representative | Jun 2024 (2y) | ||
| Eric Wayne Davis | Registered representative | Jun 2024 (2y) | ||
| Jean Swan Haas | Registered representative | Jun 2024 (2y) | ||
| Tania Lashae Smith | Registered representative | Jun 2024 (2y) | ||
| Terry Richard Holcomb | Registered representative | Jun 2024 (2y) | ||
| Cathey Elaine Fisher | Registered representative | Jul 2024 (2y) | ||
| Karen Le'ellen Coker | Registered representative | Jul 2024 (2y) | ||
| Christopher Patrick Salerno | Registered representative | Jul 2024 (2y) | ||
| Christopher Curtis Lavelle | Registered representative | Dec 2024 (2y) | ||
| Mitchell Patzer | Registered representative | CFP | Dec 2024 (2y) | |
| Edward Lee Patzer | Registered representative | Dec 2024 (2y) | ||
| Brian Wesley Sullivan | Registered representative | Dec 2024 (2y) | ||
| Christina Marie Chodorowski | Registered representative | Dec 2024 (2y) | ||
| Bradford Cooper Hagerman | Registered representative | Jan 2025 (2y) | ||
| Wanda Jo Ross | Registered representative | Jan 2025 (2y) | ||
| Lindsay H. Askland | Registered representative | Jan 2025 (2y) | ||
| Paul Edward Baldassari | Registered representative | Jan 2025 (2y) | ||
| Sean W Coffey | Registered representative | Mar 2025 (1y) | ||
| Terra Lynne Howard | Registered representative | Mar 2025 (1y) | ||
| Janice Ann Webb Lavin | Registered representative | Aug 2025 (1y) | ||
| Benton Ford Givens | Registered representative | Sep 2025 (1y) | ||
| Daniel Reid | Registered representative | Oct 2025 (1y) | ||
| Jason Stokes Grigsby | Registered representative | Oct 2025 (1y) | ||
| Meggan Elaine Jeter | Registered representative | Oct 2025 (1y) | ||
| Stuart Bays | Registered representative | Oct 2025 (1y) | ||
| William Badders | Registered representative | Oct 2025 (1y) | ||
| Jamison Brooks Bays | Registered representative | Oct 2025 (1y) | ||
| Michael Frederick Elias | Registered representative | Oct 2025 (1y) | ||
| Stephen Mills | Registered representative | Oct 2025 (1y) | ||
| Wendy Ruth Sire | Registered representative | CFP | Oct 2025 (1y) | |
| William Jeremiah Smith | Registered representative | Oct 2025 (1y) | ||
| Ann Arscott Moore | Registered representative | Oct 2025 (1y) | ||
| Craig Conser | Registered representative | Oct 2025 (1y) | ||
| Wendy Buchanan | Registered representative | Oct 2025 (1y) | ||
| Christian Gabriel Taylor | Registered representative | Oct 2025 (1y) | ||
| Natasha Marie Sparks | Registered representative | Nov 2025 (1y) | ||
| Daniel John Caparrelli | Registered representative | Nov 2025 (1y) | ||
| David Scott Nystrom | Registered representative | Nov 2025 (1y) | ||
| Mark Stephenson Sarrett | Registered representative | Dec 2025 (1y) | ||
| William Brett Hayes | Registered representative | Dec 2025 (1y) | ||
| Kristen Michele Howard | Registered representative | Dec 2025 (1y) | ||
| Thomas Wayne Perkins | Registered representative | Jan 2026 (1y) | ||
| Monica Ann Coles | Registered representative | Feb 2026 (0y) | ||
| Tyler Robert Gerling | Registered representative | May 2026 (0y) | ||
| Andrew Erkki Lampela | Registered representative | May 2026 (0y) | ||
| Dane Patrick Trainor | Registered representative | May 2026 (0y) | ||
| Madylin Joann Bauer | Registered representative | May 2026 (0y) | ||
| Gavin Scott Banta | Registered representative | Jun 2026 (0y) | ||
| Maxwell Reed Levy | Registered representative | Jun 2026 (0y) | ||
| David Gordon Scupholm | Registered representative | Jun 2026 (0y) | ||
| Nicholas Giulio Rimicci | Registered representative | Jul 2026 (0y) | ||
| Brian Mitchell Vargason | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Financial Services Holdings, Llc | Sole Owner | Jun 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Richard Wilson Parker: 25% – 50% of Financial Services Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (5)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Workforce Concepts 21 Employees Savings Trust | Workforce Concepts 21 Inc | 118 | $1.4M | 01/01/2024 |
| Principal Ease 401(k) Plan | Principal Life Insurance Company | 161,040 | $651M | 01/01/2024 |
| Onedigital Open Pooled Employer Plan | Plan Fiduciary Services, Inc. | 4,946 | $93.6M | 01/01/2024 |
| Lippert Components, Inc. Employee Retirement Savings Plan | Lippert Components, Inc. | 9,605 | $304M | 01/01/2024 |
| Sonny's Enterprises, Llc 401(k) Profit Plan | Sonny's Enterprises, Llc | 1,650 | $54.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/18/2025 | 1.61 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 18, 2025.
View current Form ADV (SEC/IAPD) ↗