Castle Advisors Group, Llc
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 299340
· Rochester, NY
· www.castleadvisorsgroup.com
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ADV data as of Jan 14, 2019
- Regulatory AUM
- $4.0M
- Discretionary
- $0
- Clients
- 20
- Avg AUM / client
- $200K
- Accounts
- 21
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $3.0M | 75.0% |
| High net worth individuals | Fewer than 5 clients | $1.0M | 25.0% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/14/2019 | 961 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 14, 2019.
View current Form ADV (SEC/IAPD) ↗