Gervais Capital Management, Llc
- Regulatory AUM
- $156M
- Discretionary
- $143M
- Clients
- 46
- Avg AUM / client
- $3.4M
- Accounts
- 181
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Jun 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $5.7M | 3.64% |
| High net worth individuals | 29 | $139M | 89.4% |
| Charitable organizations | 1 | $2.9M | 1.89% |
| Corporations and other businesses | 1 | $2.7M | 1.76% |
| Other | 2 | $5.1M | 3.27% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald George Gervais | Managing Member & Chief Compliance Officer | CFA | Oct 2018 (8y) | 75% or more |
| Gervais, Susan, Katz | Technology Associate | Oct 2018 (8y) | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $143M (92% of AUM) Jun 2026
- Altruist Financial $108M (80% of AUM) Mar 2025
- Shareholders Service Group, Inc. $96.9M (72% of AUM) Mar 2025
- First Republic Bank $10.8M (8% of AUM) Mar 2025
- J.P. Morgan $8.7M (7% of AUM) Mar 2025
- Lincoln Financial Advisors Corporation $847K (1% of AUM) Mar 2025
- Pershing $288K (0% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.
View current Form ADV (SEC/IAPD) ↗