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Wealth Manager · Small ($100M–$1B)
CRD 299522
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ADV data as of Sep 30, 2025
- Regulatory AUM
- $137M
- Discretionary
- $137M
- Clients
- 220
- Avg AUM / client
- $625K
- Accounts
- 241
- Employees
- 4
AUM over time
$101M
$137M
Jul 2, 2019
Sep 30, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 30, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 187 | $42.1M | 30.6% |
| High net worth individuals | 32 | $88.2M | 64.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $502K | 0.37% |
| Charitable organizations | Fewer than 5 | $555K | 0.4% |
| State or municipal government entities | Fewer than 5 | $1.7M | 1.23% |
| Corporations and other businesses | Fewer than 5 | $4.4M | 3.23% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $128M (93% of AUM) Sep 2025
- Private Client Services $5.2M (5% of AUM) Dec 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 30, 2025.