Annaly Credit Opportunities Management Llc
- Regulatory AUM
- $3.7B
- Discretionary
- $3.7B
- Clients
- 2
- Avg AUM / client
- $1.9B
- Accounts
- 2
- Employees
- 32
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $524M | 14.0% |
| Other | 1 | $3.2B | 86.0% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Annaly Resi Credit Fund Lp | Private Equity Fund | Delaware | $1.7B | 1 |
| Obx Mbs Fund Lp | Private Equity Fund | Delaware | $580M | 2 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Green, Anthony, Charles | Chief Legal Officer | Sep 2017 (9y) | Less than 5% | |
| Kurtz, Jonathan, I | Chief Financial Officer | Jun 2023 (3y) | Less than 5% | |
| D'amico, Sarah, Reid | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Annaly Capital Fund Advisors Llc | Managing Member | Sep 2017 | A | 75% or more |
| Annaly Capital Management, Inc. | Shareholder | Aug 2018 | B | ≈ 42.19% – 100% via Annaly Trs, Inc. |
| Annaly Trs, Inc. | Member | Aug 2018 | B | ≈ 56.25% – 100% via Annaly Capital Fund Advisors Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Annaly Capital Management, Inc.: 75% – 100% of Annaly Trs, Inc. × 75% – 100% of Annaly Capital Fund Advisors Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Annaly Trs, Inc.: 75% – 100% of Annaly Capital Fund Advisors Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $2.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Annaly Resi Credit Fund Lp | Private Equity Fund | $1.7B | $150M | 1 |
| Obx Mbs Fund Lp | Private Equity Fund | $580M | $0 | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $3.2B (86% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗