AT
American Trust Investment Services Advisory, Inc.
State-registered
Wealth Manager · Boutique (under $100M)
CRD 299547
· Whiting, IN
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $5.5M
- Discretionary
- $0
- Clients
- 51
- Avg AUM / client
- $108K
- Accounts
- 51
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 49 | $4.3M | 78.3% |
| High net worth individuals | 2 | $1.2M | 21.7% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Patrick O'halloran | Registered representative | Feb 2019 (7y) | ||
| Michael Robert Grady | Registered representative | Sep 2019 (7y) | ||
| Wendell Cory Franklin | Registered representative | Sep 2019 (7y) | ||
| James Leslie Clarren | Registered representative | Aug 2023 (3y) | ||
| James Campbell Balk | Registered representative | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.56 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • ESTATE SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- National Financial Services (Fidelity) $2.3M (41% of AUM) Mar 2026
- Charles Schwab & Co. $2.3M (41% of AUM) Mar 2026
- RBC $300K (5% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗