Resurgent Financial Advisors Llc
- Regulatory AUM
- $355M
- Discretionary
- $311M
- Clients
- 381
- Avg AUM / client
- $931K
- Accounts
- 913
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 297 | $103M | 28.9% |
| High net worth individuals | 82 | $248M | 69.8% |
| Charitable organizations | 2 | $4.5M | 1.26% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Weber Pohlman | Genera Partner | Jul 2012 (14y) | ≈ 3.75% – 10% via East Franklin Capital, Llc | |
| Caffey, Kip, Reed | Chief Executive Officer And President | Nov 2018 (8y) | 10% – 25% | |
| Decker, Katherine, Kraft | Chief Financial Officer And Treasurer | Nov 2018 (8y) | Less than 5% | |
| Duncan, Townes | General Partner | Aug 2019 (7y) | ≈ 12.5% – 37.5% via Invergarry Holdings Lp | |
| Gerber, Charles, Cole | General Partner | Aug 2019 (7y) | ≈ 6.25% – 25% via Invergarry Holdings Lp | |
| Page, (Jr), Gene Ruffner | General Partner | Feb 2021 (6y) | ≈ 2.5% – 12.5% via Soroibus Capital Llc | |
| Sutton, Sarah, Jean | Chief Compliance Officer | Oct 2021 (5y) | Less than 5% | |
| David Parker Hughes | Registered representative | Dec 2019 (7y) | ||
| Stuart Sommerville Canzeri | Registered representative | Dec 2019 (7y) | ||
| Daniel Leroy Taylor | Registered representative | CFP | Jan 2022 (5y) | |
| George Michael Perros | Registered representative | Dec 2024 (2y) | ||
| William Richards Griffin | Registered representative | Jan 2026 (1y) | ||
| Edward Rutledge Moore | Registered representative | CFA | Jan 2026 (1y) | |
| Adam Lee Hill | Registered representative | CFP | Jan 2026 (1y) | |
| George Beylouni | Registered representative | Jan 2026 (1y) | ||
| James Woodrow Hamilton | Registered representative | Feb 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Invergarry Holdings Lp | Owner | Jun 2019 | A | 25% – 50% |
| Soroibus Capital Llc | Owner | Aug 2022 | A | 10% – 25% |
| East Franklin Capital, Llc | Owner | Jan 2024 | A | 5% – 10% |
| Pcg Partners, Llc | Owner | Jan 2024 | A | 5% – 10% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Matthew Weber Pohlman: 75% – 100% of East Franklin Capital, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Duncan, Townes: 50% – 75% of Invergarry Holdings Lp × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Gerber, Charles, Cole: 25% – 50% of Invergarry Holdings Lp × 25% – 50% direct ≈ 6.25% – 25% of the firm
- Page, (Jr), Gene Ruffner: 25% – 50% of Soroibus Capital Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/08/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: PLAINTIFF ALLEGED THAT, PRIOR TO HER HUSBAND'S SUICIDE, THE ADVISORY AFFILIATE ALLOWED HER NOW-DECEASED HUSBAND TO MAKE UNAUTHORIZED WITHDRAWALS FROM PLAINTIFF'S ACCOUNTS AND UTMA ACCOUNTS ESTABLISHED FOR THE BENEFIT OF THEIR CHILDREN. Status: Final Summary: PLAINTIFF ALLEGED THAT, PRIOR TO HER HUSBAND'S SUICIDE, THE ADVISORY AFFILIATE ALLOWED HER NOW-DECEASED HUSBAND TO MAKE UNAUTHORIZED WITHDRAWALS FROM PLAINTIFF'S ACCOUNTS AND UTMA ACCOUNTS ESTABLISHED FOR THE BENEFIT OF THEIR CHILDREN. ADVISORY AFFILIATE SETTLED AND CASE DISMISSED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $222M (63% of AUM) May 2026
- Raymond James $89.8M (25% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 08, 2026.
View current Form ADV (SEC/IAPD) ↗