Walled Lake Planning & Wealth Management, Llc
- Regulatory AUM
- $732M
- Discretionary
- $732M
- Clients
- 369
- Avg AUM / client
- $2.0M
- Accounts
- 2,161
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 321 | $398M | 54.3% |
| High net worth individuals | 43 | $332M | 45.3% |
| Pension and profit sharing plans | 4 | $2.9M | 0.39% |
| Other | 1 | $56.3K | 0.01% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Howard Robert Klieger | Managing Director / Co Founder | Dec 2018 (8y) | 50% – 75% | |
| Zachary Harold Walters | Chief Investment Officer And Principal | CFP | Dec 2018 (8y) | 5% – 10% |
| Noel Adam Cooper | Managing Director / Co Founder | CFP | Jan 2019 (8y) | 25% – 50% |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Louis Burton Klieger | Registered representative | CFP | Jan 2019 (8y) | |
| Blake S Sciera | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 907 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $732M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗