Wefea Capital Llc
- Regulatory AUM
- $67.2K
- Discretionary
- $67.2K
- Clients
- 24
- Avg AUM / client
- $2.8K
- Accounts
- 24
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 24 | $67.2K | 100.0% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patel, Jay, K | Managing Member And Chief Executive Officer | Sep 2011 (15y) | ≈ 7.5% – 25% via Wefea, Inc. | |
| Ferguson, Stephen | Chief Financial Officer | Nov 2018 (8y) | Less than 5% | |
| Hariharan Raghavan Iyer | Chief Compliance Officer | Nov 2018 (8y) | Less than 5% | |
| Patel, Avni, Jayesh | Member | Nov 2018 (8y) | 10% – 25% | |
| Patel, Neil, Jayesh | Member | Nov 2018 (8y) | 10% – 25% | |
| Patel, Pooja, Jayesh | Member | Nov 2018 (8y) | 10% – 25% | |
| Patel, Ripal, Jayesh | Member | Nov 2018 (8y) | 10% – 25% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wefea, Inc. | Member | Nov 2018 | A | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Patel, Jay, K: 75% – 100% of Wefea, Inc. × 10% – 25% direct ≈ 7.5% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Interactive Brokers $4.9K (7% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗