Tavira Financial Limited
- Regulatory AUM
- $306M
- Discretionary
- $306M
- Clients
- 8
- Avg AUM / client
- $38.2M
- Accounts
- 8
- Employees
- 56
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $306M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Goodfellow, Eliot, Wallis | Shareholder | Jan 2000 (27y) | ≈ 56.25% – 100% via Tavira Holdings Limited | |
| Fietje, Patrick | Chief Executive Officer | Sep 2018 (8y) | Less than 5% | |
| Mason, Simon, Edward Ian | Chief Compliance Officer | Dec 2018 (8y) | Less than 5% | |
| Webster, Andrew | Chief Financial Officer | Apr 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tavira Holdings Limited | Shareholdeer | Jan 2005 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Goodfellow, Eliot, Wallis: 75% – 100% of Tavira Holdings Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: VIOLATION OF RULE 417, RULE 502, RULE 608 AND RULE 609, RELATING TO AN ERROR TRADE. Status: Final Sanction Detail: $15,000 PAID BY TSL ON MAY 20, 2018. Summary: SEE ITEM 12 ABOVE
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗