AUMdb

Pecaut & Co.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 2997 · SEC file 801-49498 · Sioux City, IA · WWW.INVESTSIOUXLAND.COM
☆ Save with Pro ADV data as of Nov 19, 2025
Regulatory AUM
$382M
Discretionary
$365M
Clients
231
Avg AUM / client
$1.7M
Accounts
554
Employees
6

AUM over time

$132M $382M
Nov 23, 2011 Nov 19, 2025

Reported AUM from Form ADV filings, plotted by filing date · as of Nov 19, 2025

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 144 $70.1M 18.4%
High net worth individuals 75 $297M 77.8%
Charitable organizations 10 $11.1M 2.9%
Corporations and other businesses 2 $3.8M 0.99%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Daniel Scott Pecaut Chairman And Chief Investment Officer Jan 1999 (28y) Less than 5%
John Christian Pecaut Chief Operating Officer, Chief Compliance Officer And Vice President Oct 2016 (10y) 50% – 75%
Wrenn, Corey, John Chief Executive Officer And President Aug 2018 (8y) Less than 5%
Michael William Gallagher Vice President & Financial Advisor CFA Apr 2021 (5y) 50% – 75%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 11/19/2025 947 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Publication of periodicals or newsletters
  • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 19, 2025.

View current Form ADV (SEC/IAPD) ↗